|
Policy Name:
|
Trucking Industry Companies
|
|
Policy #:
|
EP-20-05
|
|
Code/Rule Reference
|
Ohio Revised Code (ORC) 4123.01, 4921.01, 4923.01.
Ohio Administrative Code (OAC) 4123-17-14,
4123-17-17,
4123-17-23.
|
|
Effective Date:
|
February 17, 2026
|
|
Approved:
|
Nick Frost, Chief of Employer Services
|
|
Origin:
|
Employer Policy
|
|
Supersedes:
|
N/A
|
|
History:
|
New policy issued February 17, 2026.
|
|
Review Date:
|
February 17, 2031
|
I.
Policy Purpose
This policy provides guidance
to Employer Services staff in addressing workers’ compensation issues involving
trucking industry companies.
II.
Applicability
The policy
applies to BWC Employer Services, trucking industry companies, and their
authorized representatives.
III. Definitions
A. Bona
fide: In Latin, the term means “in good faith” or “in sincere intention.”
Bona fide refers to something that is authentic, genuine, and made or done
without intent to deceive.
B. Bona
fide lease agreement: A written lease where the driver has a substantial
investment in the truck by paying a periodic, fixed rental fee at fair market
value, with commercially reasonable terms.
C. Drop
lot: A site where equipment and vehicles transporting goods can be
temporarily stored or parked.
D. Home
terminal: The place of business of a motor carrier at which a trucker
ordinarily goes to load, unload, store, or transfer freight that is a permanent
location with central loading docks and/or storage facilities.
E. Independent
contractor: As used in this policy, owner-operators are valid independent
contractors.
F. “Leasing
onto” agreement: A written agreement where an owner-operator leases their
truck and services to a United States Department of Transportation (USDOT)
motor carrier in accordance with 49 CFR §376.11(c), 49 CFR §390 to operate the
truck under the motor carrier’s operating authority that identifies the truck
by vehicle identification number (VIN) and the name of the owner.
G. Motor
carrier: An employer engaged in the business of transporting property by
motor vehicle for compensation. A motor carrier may be one of the following:
1.
A “for hire” motor carrier transporting cargo owned by others for
compensation; or
2.
A “private” motor carrier transporting its own cargo, usually as part of
a business that produces, uses, sells, or buys cargo that is being hauled.
H. Motor
vehicle: Means any vehicle, machine, tractor, trailer, or semitrailer
propelled or drawn by mechanical power and used upon the highways in the
transportation of property. See ORC 4921.01(F).
As used in this policy, the term “truck” has the same meaning as motor vehicle.
I.
Ohio employee: An employee who is covered by Ohio workers’
compensation due to the employer’s responsibility to report for that employee
pursuant to OAC 4123-17-23(A),
(C), or (D).
J. Owner-operator:
A trucker that either owns a truck, or leases the truck under a bona fide lease
agreement, and meets all the criteria set forth in policy section IV.A.2.
K. State
of residence: The state used by the trucker for filing federal income
taxes.
L. Temporary
replacement lease: A short-term agreement where a trucking company leases a
replacement vehicle to temporarily substitute for a truck that is out of
service.
M. Trucker:
The person operating a motor vehicle.
N. USDOT
operating authority: A federally mandated license required for a motor
carrier to provide for-hire interstate freight services issued by the Federal
Motor Carrier Safety Administration, USDOT.
IV. Policy
A. Determining
whether a trucker is employed as a company driver or is an owner-operator.
1.
As set forth in ORC 4123.01(A)(1)(d),
a trucker who operates a vehicle in the performance of services for or on
behalf of a motor carrier transporting property meets the definition of
employee unless all of the factors in this law apply to the trucker.
2.
As set forth in ORC 4123.01(A)(1)(d)(i-vii), an owner-operator is a
trucker who meets all of the following factors:
a.
The trucker owns the vehicle used in performing the services for or on
behalf of the motor carrier or the trucker leases the vehicle under a bona fide
lease agreement that is not a temporary replacement lease;
b.
The trucker is responsible for supplying the necessary personal services
to operate the vehicle used to provide the service;
c.
The compensation paid to the trucker is based on factors related to work
performed, including on a mileage-based rate or a percentage of any schedule of
rates, and not solely based on the hours or time worked;
d.
The trucker substantially controls the means and manner of performing
the services, in conformance with regulatory requirements and specifications of
the shipper;
e.
The trucker enters a written contract with the motor carrier that
describes the relationship between the trucker and the motor carrier to be that
of an independent contractor and not that of an employee;
f.
The trucker is responsible for substantially all of the principal
operating costs of the vehicle and equipment used to provide the services,
including maintenance, fuel, repairs, supplies, vehicle insurance, and personal
expenses, except the trucker may be paid by the motor carrier the motor
carrier's fuel surcharge and incidental costs, including tolls, permits, and
lumper fees; and
g.
The trucker is responsible for any economic loss or economic gain from
the arrangement with the motor carrier.
3.
BWC examines the ownership, or legal control of the truck, when
reviewing the arrangement between a trucker and a motor carrier. If the trucker
does not own the truck, BWC must review certain documents to determine the
validity of the arrangement.
a.
"Leasing onto" agreement. A truck cannot haul loads on a
public highway without operating under a USDOT number. A valid owner-operator
will "lease" their tractor onto a motor carrier that has a USDOT
operating authority. The leasing of the tractor to the motor carrier enables
the owner-operator to operate the tractor using the motor carrier's USDOT
operating authority and is commonly referred to in the industry as
"leasing onto" the motor carrier.
b.
Proof of ownership of the truck identified in the “leasing onto”
agreement is usually in the vehicle’s title or a title receipt. Ownership or
leasing documents are critical for demonstrating a trucker’s authority to use
the truck commercially. A motor carrier collects these documents and keeps them
in their records when a truck is “leased onto” their USDOT operating authority.
c.
Agreements. These agreements may have titles like Independent Contractor
Agreement, Driver Agreement, or Lease Agreement.
d.
International Registration Plan (IRP). The IRP is an agreement among 48
states, 10 Canadian provinces, and the District of Columbia where a motor
carrier can register commercial vehicle fleets for travel in all IRP
jurisdictions by filing paperwork with the home jurisdiction. In Ohio, the Ohio
Apportioned Registration Cab Card (BMV
0025) is issued by the Bureau of Motor Vehicles. The cab card includes the
name and address of the registrant/operator, vehicle description, VIN,
owner/lessor name and address, and the USDOT motor carrier responsible for
safety.
4.
If the truck is leased, BWC must determine if the lease is a bona fide
lease agreement. The commercial truck lease agreement must be provided to BWC
upon request.
a.
As set forth in ORC 4123.01(A)(1)(d)(i), a bona fide lease agreement
does not include an agreement between the trucker and the motor carrier for
which, or on whose behalf, the trucker provides services.
b.
The term of the lease should be substantial, in the proximity of one
year or longer.
c.
The lease must constitute a business expense for the owner-operator.
d.
The lease does not provide for termination of the lease upon termination
of the trucker’s association with the trucking operation, or related entity,
and is not subject to cancellation at any time.
e.
The business records show a deduction for a lease payment in weekly
settlement amounts that is real, consistent, and equivalent to the actual rent
payment.
f.
The trucking operation treats all drivers who lease vehicles the same as
drivers who own vehicles.
g.
A driver has the right to use the leased vehicle for any lawful purposes
and is not restricted to using the vehicle to drive for a particular company.
h.
Lessor (Truck Owner) authorizes Lessee (Truck Driver) to register the truck
as provided by OAC 4501:1:8-08.
See Ohio Bureau of Motor Vehicles (BMV) form Leased Vehicle Owner’s
Authorization To Lessee (BMV
4845).
i.
A lease agreement that merely documents compensation and expectations of
the trucker is not a bona fide lease agreement for workers’ compensation
purposes.
5.
If all the documents required to determine the validity of an
arrangement are not provided for BWC’s review, the remuneration for the trucker
will be deemed reportable.
B. Ohio
jurisdiction. When determining Ohio jurisdiction, the Interstate
Jurisdiction policy applies. The guidelines for the trucking industry
BWC uses include, but are not limited to, the following.
1.
BWC will review the trucking company’s operations in Ohio.
a.
If the home terminal for a trucker is in Ohio, all payroll for the
trucker who reports to that terminal is reportable to Ohio, regardless of the
state of residence of the trucker. BWC would respond to claims arising inside
Ohio and outside Ohio through extraterritorial jurisdiction. See Scenario 1.
b.
If the home terminal for a trucker is outside of Ohio, for Ohio
residents all payroll for that trucker is reportable to the insurer for the
trucking company in the other state. However, the payroll for any work
performed in Ohio must be reported to BWC. BWC would only respond to claims
arising in Ohio. See Scenario 2.
c.
An Ohio resident parks a truck at their residence. The trucking company
has no operations in Ohio. The payroll for work performed in Ohio must be
reported to BWC. BWC would only respond to claims arising in Ohio. See Scenario
3.
d.
If the trucking company has a drop lot in Ohio at which a trucker goes
to pick up a truck, for residents of Ohio the payroll for work performed in
Ohio must be reported to BWC. BWC would only respond to claims arising in Ohio.
Non-Ohio residents that only pick up a truck in Ohio are not Ohio based
employees entitled to extraterritorial coverage for claims arising outside
Ohio. See Scenario 4.
e.
A trucking company has only out-of-state residents driving into Ohio
temporarily. BWC recognizes the extraterritorial workers' compensation
insurance coverage of an out-of-state employer for its regular employees who
are residents of a state other than Ohio while performing work in Ohio for a
temporary period not to exceed ninety (90) consecutive calendar days. See the Multistate
Jurisdiction Payroll and Coverage policy for additional information.
See Scenario 5.
2.
Allocating payroll. Ohio law allows employers to obtain coverage in
other states in addition to their Ohio coverage for Ohio employees who work
outside Ohio on a temporary basis. BWC may, depending on the trucking company’s
operations, use the following methods to allocate payroll.
a.
The employer has filed a Notice of Election to Obtain Coverage from
Other States for Employees Working Outside of Ohio (U-131)
pursuant to ORC 4123.292. The
employer must file a copy of the insurance policy with the U-131. In this
situation, BWC will use the following guidelines.
i.
Payroll for work the truckers performed in Ohio is reportable to Ohio.
ii.
The employer must maintain verifiable documentation of the amount of
payroll paid to employees for work performed outside of Ohio and covered by the
other states coverage policy and provide the documentation to BWC upon request.
iii. Any
payroll not reportable to the workers’ compensation insurer in another state is
reportable to Ohio.
b.
The trucking company uses the International Fuel Tax Association (IFTA)
fuel tax reporting to support the allocation of payroll for a trucker using
miles driven in each jurisdiction (state). The employer must have coverage in
other states in addition to Ohio coverage.
i.
The IFTA is an agreement between the lower 48 states of the United
States and the Canadian provinces, to simplify the reporting of fuel use and
jurisdictional miles by motor carriers that operate in more than one
jurisdiction.
ii.
BWC may use the IFTA to verify the allocation of payroll between Ohio
and the other states the trucker drives.
iii. Trucking
companies may also use an Electronic Logging Device (ELD) and GPS systems to
track the truck’s location that can automatically log the mileage traveled in
each state.
C. Scenarios.
1.
Trucking company has a terminal or supervising office in Ohio.
a.
A trucker works for an Ohio trucking operation and reports to a terminal
in Ohio to pick up a truck. This is an Ohio based trucker, and BWC would
respond to claims arising inside Ohio and outside of Ohio through
extraterritorial jurisdiction with 100% of payroll reportable to BWC. This
scenario applies to Ohio residents and non-Ohio residents.
b.
This scenario would also apply to a trucking company headquartered
outside Ohio with a terminal in Ohio.
2.
Ohio resident whose home terminal is outside Ohio.
a.
All payroll for that trucker is reportable to the insurer for the
trucking company in the other state. If the trucker does no driving or work in
Ohio, then no payroll is reportable to BWC.
b.
An Ohio resident hurt in Ohio is entitled to pursue a claim in Ohio. The
payroll for any work performed in Ohio must be reported to BWC. BWC would only
respond to claims arising in Ohio. However, the trucker and the trucking
company may agree to execute an Employer/Employee Agreement to Select a State
Other Than Ohio as the State of Exclusive Remedy for Workers’ Compensation
Claims (C-112)
form to clarify that the trucker will not pursue a claim in Ohio. Payroll is
not reportable to BWC with an executed C-112 on file with BWC. Employer/Employee
Agreement to Select Ohio as the State of Exclusive Remedy for Workers’
Compensation Claims (C-110)
forms have very limited valid use. This scenario would also be a valid use of a
C-110 form to clarify that claims will be pursued in Ohio and payroll reported
to Ohio.
3.
An Ohio resident parks a truck at their residence.
a.
An Ohio resident hurt in Ohio is entitled to pursue a claim in Ohio. The
payroll for any work performed in Ohio must be reported to BWC. BWC would only
respond to claims arising in Ohio.
b.
However, the trucker and the trucking company may agree to execute a
C-112 form to clarify that the trucker is not entitled to pursue a claim in
Ohio. Payroll is not reportable to BWC with an executed C-112 on file with BWC.
C-110 forms have very limited valid use. This scenario would also be a valid
use of a C-110 form to clarify that claims will be pursued in Ohio with payroll
reported to Ohio for that trucker.
4.
Trucking company has only a drop lot in Ohio.
a.
Some trucking companies do not have a company terminal, maintenance
garage, or location where trucks are serviced or stored, with owners living
outside Ohio. For an employment relationship to be Ohio-based, there must be a
supervising office the trucking company operates in Ohio, with work/driving
inside and outside of Ohio.
b.
A PO Box or virtual office located in Ohio is not an actual supervising
office. Ohio’s extraterritorial coverage for injuries arising outside Ohio does
not apply to this scenario.
5.
90-Day Rule.
a.
An Indiana trucking company has a terminal in Indiana that is the home
terminal for some non-Ohio residents. The company drivers haul freight to
destinations inside Ohio and drive routes across Ohio to destinations on the
East Coast returning to the home terminal.
b.
This type of work activity in Ohio is temporary in nature, and payroll
is not reportable to BWC.